Downside Protection? Think Quality Dividends
| Profile | |
|---|---|
| Symbol | OUSA |
| Listing Exchange | NYSE/ARCA |
| Inception Date | 7/14/2015 |
| CUSIP | 67110P407 |
| Target Index Provider | FTSE Russell |
| Target Index Symbol | FUSYQVCF |
| IOPV Ticker | OUSA.IV |
| Expense Ratio | 0.48% |
| 30-Day SEC Yield1 (as of 2/29/2020) | 2.89% |
1. The 30-day SEC yield is calculated with a standardized formula mandated by the SEC. The formula is based on maximum offering price per share and includes the effect of any fee waivers. Without waivers, yields would be reduced. A fund’s actual distribution rate will differ from the SEC yield and any income distributions from the fund may be higher or lower than the SEC yield. The 30-day SEC yield is as of the prior month end.
IOPV = Indicative Optimized Portfolio Value (IOPV) is an estimated fair value based on most recent intraday price of underlying assets.
| Monthly Performance (as of 03/31/2020) | 1 MTH | 3 MTH | 6 MTH | 1 YR | QTD | YTD | SI |
|---|---|---|---|---|---|---|---|
| NAV | -11.06% | -20.34% | -15.37% | -11.50% | -20.34% | -20.34% | 30.72% |
| Market Value | -11.11% | -20.27% | -15.34% | -11.47% | -20.27% | -20.27% | 30.77% |
| Quarterly Performance (as of 3/31/2020) | 1 MTH | 3 MTH | 6 MTH | 1 YR | QTD | YTD | SI |
|---|---|---|---|---|---|---|---|
| NAV | -11.06% | -20.34% | -15.37% | -11.50% | -20.34% | -20.34% | 30.72% |
| Market Value | -11.11% | -20.27% | -15.34% | -11.47% | -20.27% | -20.27% | 30.77% |
Performance data quoted represents past performance and is no guarantee of future results. Current performance may be lower or higher than the performance data quoted. Investment return and principal value will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than original cost. Returns beyond 1 year are annualized.
Shares of the Funds are not individually redeemable and the owners of Shares may purchase or redeem Shares from each Fund in Creation Units only. The purchase and sale price of individual Shares trading on an Exchange may be below, at or above the most recently calculated NAV for such Shares.
Market Price returns are generally based on market value at 4:00PM Eastern time (when NAV is normally determined), and do not represent the returns you would receive if you traded shares at other times. Fund returns assume that dividends and capital gains distributions have been reinvested in the Fund at NAV.
| Name (as of 04/02/2020) | Ticker | Sector | Fund Weight |
|---|---|---|---|
| Johnson & Johnson | JNJ | Health Care | 5.24% |
| Apple Inc. | AAPL | Technology | 4.73% |
| Procter & Gamble | PG | Consumer Goods | 4.36% |
| Exxon Mobil Corporation | XOM | Energy | 4.09% |
| Pfizer | PFE | Health Care | 3.24% |
| Home Depot | HD | Consumer Services | 3.22% |
| Verizon Communications | VZ | Telecommunications | 3.18% |
| Pepsico | PEP | Consumer Goods | 2.97% |
| Cisco Systems | CSCO | Technology | 2.95% |
| Merck & Co | MRK | Health Care | 2.94% |
| Intel Corp | INTC | Technology | 2.92% |
| Chevron | CVX | Energy | 2.45% |
| Philip Morris International | PM | Consumer Goods | 2.28% |
| AT&T | T | Telecommunications | 2.02% |
| Coca-Cola | KO | Consumer Goods | 1.96% |
| Unitedhealth Group | UNH | Health Care | 1.93% |
| Amgen Corp | AMGN | Health Care | 1.75% |
| Lilly (Eli) & Co | LLY | Health Care | 1.62% |
| 3M Company | MMM | Industrials | 1.47% |
| Public Storage | PSA | Financials | 1.42% |
| McDonalds Corp | MCD | Consumer Services | 1.38% |
| Texas Instruments | TXN | Technology | 1.38% |
| AbbVie Inc | ABBV | Health Care | 1.38% |
| Bristol Myers Squibb | BMY | Health Care | 1.28% |
| Altria Group | MO | Consumer Goods | 1.27% |
| Honeywell International Incorporatio | HON | Industrials | 1.15% |
| Accenture Cl A | ACN | Industrials | 1.10% |
| Union Pacific Corp | UNP | Industrials | 1.05% |
| Gilead Sciences | GILD | Health Care | 1.05% |
| Marsh & Mclennan | MMC | Financials | 1.00% |
| Medtronic plc | MDT | Health Care | 0.99% |
| International Bus Machns. | IBM | Technology | 0.99% |
| Colgate-Palmolive | CL | Consumer Goods | 0.97% |
| United Parcel Service | UPS | Industrials | 0.97% |
| Oracle Corp. | ORCL | Technology | 0.90% |
| Lockheed Martin Corp | LMT | Industrials | 0.87% |
| Price (T. Rowe) Group | TROW | Financials | 0.84% |
| Starbucks | SBUX | Consumer Services | 0.82% |
| Prologis | PLD | Financials | 0.82% |
| Kimberly-Clark | KMB | Consumer Goods | 0.82% |
| Boeing | BA | Industrials | 0.75% |
| Illinois Tool Wks | ITW | Industrials | 0.75% |
| TJX Companies | TJX | Consumer Services | 0.73% |
| Automatic Data Process | ADP | Industrials | 0.73% |
| Dominion Energy | D | Utilities | 0.69% |
| Duke Energy Corp | DUK | Utilities | 0.64% |
| Simon Property Group | SPG | Financials | 0.62% |
| Southern Co | SO | Utilities | 0.60% |
| Lowes Cos Inc | LOW | Consumer Services | 0.55% |
| Air Products & Chemicals Inc | APD | Basic Materials | 0.51% |
| Walgreens Boots Alliance | WBA | Consumer Services | 0.51% |
| Paychex | PAYX | Industrials | 0.44% |
| Raytheon | RTN | Industrials | 0.44% |
| Avalonbay Communities | AVB | Financials | 0.43% |
| Eaton Corp PLC | ETN | Industrials | 0.42% |
| American Elec Power Com | AEP | Utilities | 0.42% |
| Emerson Electric | EMR | Industrials | 0.41% |
| Clorox | CLX | Consumer Goods | 0.38% |
| Exelon Corporation | EXC | Utilities | 0.37% |
| Cummins | CMI | Industrials | 0.37% |
| General Mills | GIS | Consumer Goods | 0.37% |
| CASHUSD | CASHUSD | Cash | 0.36% |
| Waste Mgmt Inc | WM | Industrials | 0.32% |
| Western Union | WU | Financials | 0.31% |
| Healthpeak Properties Inc | PEAK | Financials | 0.31% |
| Host Hotels & Resorts | HST | Financials | 0.28% |
| XCEL Energy | XEL | Utilities | 0.27% |
| Phillips 66 | PSX | Energy | 0.26% |
| WEC Energy Group | WEC | Utilities | 0.26% |
| Rockwell Automation | ROK | Industrials | 0.25% |
| Cons Edison Holding | ED | Utilities | 0.25% |
| Public Svc Enterprise Group | PEG | Utilities | 0.24% |
| Fastenal Co | FAST | Industrials | 0.24% |
| Eversource Energy | ES | Utilities | 0.23% |
| TE Connectivity | TEL | Industrials | 0.22% |
| Extra Space Storage | EXR | Financials | 0.22% |
| PPL Corporation | PPL | Utilities | 0.21% |
| Sysco Corp | SYY | Consumer Services | 0.21% |
| HP | HPQ | Technology | 0.20% |
| DTE Energy | DTE | Utilities | 0.19% |
| Duke Realty Corp | DRE | Financials | 0.19% |
| Dow Inc | DOW | Basic Materials | 0.19% |
| Yum Brands | YUM | Consumer Services | 0.19% |
| VF Corp | VFC | Consumer Goods | 0.18% |
| Maxim Integrated Prod. | MXIM | Technology | 0.18% |
| W. P. Carey Inc. | WPC | Financials | 0.18% |
| FNF Group | FNF | Financials | 0.17% |
| PPG Industries | PPG | Basic Materials | 0.17% |
| Paccar | PCAR | Industrials | 0.17% |
| Ameren Corp | AEE | Utilities | 0.17% |
| Hormel Foods | HRL | Consumer Goods | 0.17% |
| Franklin Resources | BEN | Financials | 0.16% |
| Entergy Corp | ETR | Utilities | 0.16% |
| Genuine Parts | GPC | Consumer Goods | 0.16% |
| Garmin Ltd | GRMN | Consumer Goods | 0.16% |
| Occidental Petroleum | OXY | Energy | 0.15% |
| C.H. Robinson Worldwide | CHRW | Industrials | 0.15% |
| Valero Energy | VLO | Energy | 0.15% |
| Cardinal Health | CAH | Health Care | 0.15% |
| Edison International | EIX | Utilities | 0.15% |
| Kellogg | K | Consumer Goods | 0.14% |
| CMS Energy Corp | CMS | Utilities | 0.13% |
| Omnicom Group | OMC | Consumer Services | 0.13% |
| Tiffany & Co | TIF | Consumer Goods | 0.13% |
| International Paper | IP | Basic Materials | 0.12% |
| LyondellBasell Industries Cl A | LYB | Basic Materials | 0.12% |
| CenterPoint Energy | CNP | Utilities | 0.10% |
| Darden Restaurants | DRI | Consumer Services | 0.10% |
| Pinnacle West Capital Corp | PNW | Utilities | 0.10% |
| Dover Corp | DOV | Industrials | 0.10% |
| Nucor Corp | NUE | Basic Materials | 0.10% |
| Expeditors Intl Washington | EXPD | Industrials | 0.10% |
| J M Smucker | SJM | Consumer Goods | 0.10% |
| Alliant Energy | LNT | Utilities | 0.09% |
| Atmos Energy | ATO | Utilities | 0.09% |
| Snap-On Inc | SNA | Industrials | 0.09% |
| Amdocs | DOX | Technology | 0.09% |
| Celanese | CE | Basic Materials | 0.08% |
| Avery Dennison Corp | AVY | Industrials | 0.07% |
| Coca-Cola European Partners | CCEP | Consumer Goods | 0.07% |
| Ingredion | INGR | Consumer Goods | 0.07% |
| Packaging Corp of America | PKG | Industrials | 0.07% |
| Leggett & Platt | LEG | Consumer Goods | 0.06% |
| Huntington Ingalls Industries | HII | Industrials | 0.06% |
| Kimco Realty Cp | KIM | Financials | 0.06% |
| Molson Coors Beverage Company | TAP | Consumer Goods | 0.05% |
| Gentex Corp | GNTX | Consumer Goods | 0.05% |
| Eastman Chemical | EMN | Basic Materials | 0.05% |
| Vail Resorts | MTN | Consumer Services | 0.05% |
| Robert Half International | RHI | Industrials | 0.05% |
| Park Hotels & Resorts | PK | Financials | 0.04% |
| Carnival Corp A | CCL | Consumer Services | 0.04% |
| Lear Corp | LEA | Consumer Goods | 0.04% |
| Rollins Inc | ROL | Consumer Services | 0.04% |
| Pentair plc | PNR | Industrials | 0.04% |
| Autoliv | ALV | Consumer Goods | 0.03% |
| Avangrid | AGR | Utilities | 0.03% |
| Tapestry | TPR | Consumer Goods | 0.03% |
Before you invest in O’Shares ETF Investments Funds, please refer to the prospectus for important information about the investment objectives, risks, charges and expenses. To obtain a prospectus containing this and other important information, please view or download a prospectus. Read the prospectus carefully before you invest. There are risks involved with investing including the possible loss of principal.
Concentration in a particular industry or sector will subject the Funds to loss due to adverse occurrences that may affect that industry or sector. The Funds may use derivatives which may involve risks different from, or greater than, those associated with more traditional investments. A Fund's emphasis on dividend-paying stocks involves the risk that such stocks may fall out of favor with investors and underperform the market. Also, a company may reduce or eliminate its dividend after the Fund's purchase of such a company's securities. Returns on investments in foreign securities could be more volatile than, or trail the returns on, investments in U.S. securities. Exposures to foreign securities entail special risks, including political, diplomatic, economic, foreign market and trading risks. In addition, a Fund's investments in securities denominated in other currencies could decline due to changes in local currency relative to the value of the U.S. dollar, which may affect the Fund's returns. See the prospectus for specific risks regarding the Funds.
The securities of small capitalization companies are often more volatile and less liquid than the stocks of larger companies and may be more affected than other types of securities during market downturns. Compared to larger companies, small capitalization companies may have a shorter history of operations, and may have limited product lines, markets or financial resources.
Companies involved with Internet technology and e-commerce are exposed to risks associated with rapid advances in technology, obsolescence of current products and services, the finite life of patents and the constant threat of global competition and substitutes.
Past performance does not guarantee future results. Shares are bought and sold at market price (not NAV), are not individually redeemable, and owners of Shares may acquire those Shares from the Funds and tender those shares for redemption to the Funds in Creation Unit aggregations only, consisting of 50,000 Shares. Brokerage commissions will reduce returns. The market price of Shares can be at, below, or above NAV. Market Price returns are based upon the midpoint of the bid/ask spread at 4:00 PM Eastern time (when NAV is normally determined), and do not represent the returns you would receive if you traded Shares at other times.
O’Shares ETF Investments Funds are distributed by Foreside Fund Services, LLC. Foreside Fund Services, LLC is not affiliated with O’Shares ETF Investments or any of its affiliates.