Downside Protection? Think Quality Dividends
| Profile | |
|---|---|
| Symbol | OUSA |
| Listing Exchange | NYSE/ARCA |
| Inception Date | 7/14/2015 |
| CUSIP | 67110P407 |
| Target Index Provider | FTSE Russell |
| Target Index Symbol | FUSYQVCF |
| IOPV Ticker | OUSA.IV |
| Expense Ratio | 0.48% |
| 30-Day SEC Yield1 (as of 09/30/2019) | 2.59% |
1. The 30-day SEC yield is calculated with a standardized formula mandated by the SEC. The formula is based on maximum offering price per share and includes the effect of any fee waivers. Without waivers, yields would be reduced. A fund’s actual distribution rate will differ from the SEC yield and any income distributions from the fund may be higher or lower than the SEC yield. The 30-day SEC yield is as of the prior month end.
IOPV = Indicative Optimized Portfolio Value (IOPV) is an estimated fair value based on most recent intraday price of underlying assets.
| Monthly Performance (as of 09/30/2019) | 1 MTH | 3 MTH | 6 MTH | 1 YR | QTD | YTD | SI |
|---|---|---|---|---|---|---|---|
| NAV | 2.12% | 2.48% | 4.57% | 8.81% | 2.48% | 17.88% | 10.86% |
| Market Value | 2.15% | 2.54% | 4.57% | 8.84% | 2.54% | 17.88% | 10.86% |
| Quarterly Performance (as of 09/30/2019) | 1 MTH | 3 MTH | 6 MTH | 1 YR | QTD | YTD | SI |
|---|---|---|---|---|---|---|---|
| NAV | 2.12% | 2.48% | 4.57% | 8.81% | 2.48% | 17.88% | 10.86% |
| Market Value | 2.15% | 2.54% | 4.57% | 8.84% | 2.54% | 17.88% | 10.86% |
Performance data quoted represents past performance and is no guarantee of future results. Current performance may be lower or higher than the performance data quoted. Investment return and principal value will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than original cost. Returns beyond 1 year are annualized.
Shares of the Funds are not individually redeemable and the owners of Shares may purchase or redeem Shares from each Fund in Creation Units only. The purchase and sale price of individual Shares trading on an Exchange may be below, at or above the most recently calculated NAV for such Shares.
Market Price returns are generally based on market value at 4:00PM Eastern time (when NAV is normally determined), and do not represent the returns you would receive if you traded shares at other times. Fund returns assume that dividends and capital gains distributions have been reinvested in the Fund at NAV.
| Name (as of 10/18/2019) | Ticker | Sector | Fund Weight |
|---|---|---|---|
| Apple Inc. | AAPL | Technology | 5.40% |
| Johnson & Johnson | JNJ | Health Care | 5.21% |
| Exxon Mobil Corporation | XOM | Energy | 4.71% |
| Procter & Gamble | PG | Consumer Goods | 3.66% |
| Home Depot | HD | Consumer Services | 3.37% |
| Chevron | CVX | Energy | 3.22% |
| Pfizer | PFE | Health Care | 2.91% |
| Verizon Communications | VZ | Telecommunications | 2.85% |
| Cisco Systems | CSCO | Technology | 2.85% |
| Pepsico | PEP | Consumer Goods | 2.72% |
| Merck & Co | MRK | Health Care | 2.63% |
| Intel Corp | INTC | Technology | 2.30% |
| AT&T | T | Telecommunications | 2.12% |
| Philip Morris International | PM | Consumer Goods | 2.01% |
| Coca-Cola | KO | Consumer Goods | 1.98% |
| Boeing | BA | Industrials | 1.68% |
| Unitedhealth Group | UNH | Health Care | 1.56% |
| Simon Property Group | SPG | Financials | 1.54% |
| Texas Instruments | TXN | Technology | 1.46% |
| McDonalds Corp | MCD | Consumer Services | 1.43% |
| 3M Company | MMM | Industrials | 1.42% |
| Amgen Corp | AMGN | Health Care | 1.39% |
| Public Storage | PSA | Financials | 1.37% |
| Altria Group | MO | Consumer Goods | 1.16% |
| Honeywell International Incorporatio | HON | Industrials | 1.16% |
| AbbVie Inc | ABBV | Health Care | 1.09% |
| Accenture Cl A | ACN | Industrials | 1.05% |
| Medtronic plc | MDT | Health Care | 1.01% |
| International Bus Machns. | IBM | Technology | 1.00% |
| Union Pacific Corp | UNP | Industrials | 0.99% |
| Lilly (Eli) & Co | LLY | Health Care | 0.99% |
| United Parcel Service | UPS | Industrials | 0.99% |
| Bristol Myers Squibb | BMY | Health Care | 0.95% |
| Marsh & Mclennan | MMC | Financials | 0.95% |
| Starbucks | SBUX | Consumer Services | 0.90% |
| Oracle Corp. | ORCL | Technology | 0.80% |
| Colgate-Palmolive | CL | Consumer Goods | 0.79% |
| Prologis | PLD | Financials | 0.79% |
| TJX Companies | TJX | Consumer Services | 0.78% |
| Price (T. Rowe) Group | TROW | Financials | 0.78% |
| Lockheed Martin Corp | LMT | Industrials | 0.76% |
| Gilead Sciences | GILD | Health Care | 0.74% |
| Automatic Data Process | ADP | Industrials | 0.73% |
| Kimberly-Clark | KMB | Consumer Goods | 0.69% |
| Illinois Tool Wks | ITW | Industrials | 0.68% |
| Dominion Energy | D | Utilities | 0.64% |
| Duke Energy Corp | DUK | Utilities | 0.62% |
| Lowes Cos Inc | LOW | Consumer Services | 0.60% |
| Southern Co | SO | Utilities | 0.57% |
| Raytheon | RTN | Industrials | 0.56% |
| Avalonbay Communities | AVB | Financials | 0.54% |
| Walgreens Boots Alliance | WBA | Consumer Services | 0.52% |
| Emerson Electric | EMR | Industrials | 0.49% |
| Paychex | PAYX | Industrials | 0.48% |
| Occidental Petroleum | OXY | Energy | 0.46% |
| Air Products And Chemcom | APD | Basic Materials | 0.46% |
| Phillips 66 | PSX | Energy | 0.44% |
| HCP | HCP | Financials | 0.42% |
| American Elec Power Com | AEP | Utilities | 0.41% |
| Exelon Corporation | EXC | Utilities | 0.38% |
| Cummins | CMI | Industrials | 0.38% |
| Eaton Corp PLC | ETN | Industrials | 0.37% |
| CASHUSD | CASHUSD | Cash | 0.35% |
| Host Hotels & Resorts | HST | Financials | 0.35% |
| Waste Mgmt Inc | WM | Industrials | 0.33% |
| Western Union | WU | Financials | 0.33% |
| Sysco Corp | SYY | Consumer Services | 0.32% |
| General Mills | GIS | Consumer Goods | 0.29% |
| Public Svc Enterprise Group | PEG | Utilities | 0.28% |
| TE Connectivity | TEL | Industrials | 0.27% |
| Dow Inc | DOW | Basic Materials | 0.27% |
| Valero Energy | VLO | Energy | 0.26% |
| Clorox | CLX | Consumer Goods | 0.26% |
| VF Corp | VFC | Consumer Goods | 0.26% |
| Cons Edison Holding | ED | Utilities | 0.24% |
| FNF Group | FNF | Financials | 0.24% |
| Yum Brands | YUM | Consumer Services | 0.24% |
| PPL Corporation | PPL | Utilities | 0.23% |
| XCEL Energy | XEL | Utilities | 0.23% |
| Rockwell Automation | ROK | Industrials | 0.23% |
| W. P. Carey Inc. | WPC | Financials | 0.23% |
| Fastenal Co | FAST | Industrials | 0.23% |
| WEC Energy Group | WEC | Utilities | 0.22% |
| Franklin Resources | BEN | Financials | 0.22% |
| DTE Energy | DTE | Utilities | 0.22% |
| Extra Space Storage | EXR | Financials | 0.21% |
| PPG Industries | PPG | Basic Materials | 0.20% |
| Eversource Energy | ES | Utilities | 0.20% |
| Genuine Parts | GPC | Consumer Goods | 0.19% |
| Darden Restaurants | DRI | Consumer Services | 0.18% |
| Entergy Corp | ETR | Utilities | 0.18% |
| LyondellBasell Industries Cl A | LYB | Basic Materials | 0.18% |
| HP | HPQ | Technology | 0.18% |
| Maxim Integrated Prod. | MXIM | Technology | 0.18% |
| Carnival Corp A | CCL | Consumer Services | 0.17% |
| Duke Realty Corp | DRE | Financials | 0.17% |
| Edison International | EIX | Utilities | 0.16% |
| CenterPoint Energy | CNP | Utilities | 0.16% |
| Paccar | PCAR | Industrials | 0.16% |
| Garmin Ltd | GRMN | Consumer Goods | 0.16% |
| Ameren Corp | AEE | Utilities | 0.15% |
| C.H. Robinson Worldwide | CHRW | Industrials | 0.15% |
| Omnicom Group | OMC | Consumer Services | 0.15% |
| International Paper | IP | Basic Materials | 0.13% |
| Cardinal Health | CAH | Health Care | 0.13% |
| CMS Energy Corp | CMS | Utilities | 0.12% |
| Kimco Realty Cp | KIM | Financials | 0.12% |
| Hormel Foods | HRL | Consumer Goods | 0.12% |
| Nucor Corp | NUE | Basic Materials | 0.11% |
| Kellogg | K | Consumer Goods | 0.11% |
| Park Hotels & Resorts | PK | Financials | 0.11% |
| Celanese | CE | Basic Materials | 0.11% |
| Pinnacle West Capital Corp | PNW | Utilities | 0.10% |
| Dover Corp | DOV | Industrials | 0.10% |
| Snap-On Inc | SNA | Industrials | 0.10% |
| Amdocs | DOX | Technology | 0.09% |
| Expeditors Intl Washington | EXPD | Industrials | 0.09% |
| Coca-Cola European Partners | CCEP | Consumer Goods | 0.09% |
| Leggett & Platt | LEG | Consumer Goods | 0.08% |
| Alliant Energy | LNT | Utilities | 0.08% |
| J M Smucker | SJM | Consumer Goods | 0.08% |
| Atmos Energy | ATO | Utilities | 0.08% |
| Tiffany & Co | TIF | Consumer Services | 0.07% |
| Avery Dennison Corp | AVY | Basic Materials | 0.07% |
| Vail Resorts | MTN | Consumer Services | 0.07% |
| Packaging Corp of America | PKG | Industrials | 0.07% |
| Ingredion | INGR | Consumer Goods | 0.06% |
| Eastman Chemical | EMN | Basic Materials | 0.06% |
| Robert Half International | RHI | Industrials | 0.06% |
| Molson Coors CL B | TAP | Consumer Goods | 0.06% |
| Huntington Ingalls Industries | HII | Industrials | 0.06% |
| Autoliv | ALV | Consumer Goods | 0.05% |
| Gentex Corp | GNTX | Consumer Goods | 0.05% |
| Lear Corp | LEA | Consumer Goods | 0.05% |
| Tapestry | TPR | Consumer Goods | 0.05% |
| Pentair plc | PNR | Industrials | 0.05% |
| Avnet | AVT | Industrials | 0.03% |
| Avangrid | AGR | Utilities | 0.03% |
| Rollins Inc | ROL | Consumer Services | 0.03% |
| Equitrans Midstream | ETRN | Energy | 0.02% |
Before you invest in O’Shares ETF Investments Funds, please refer to the prospectus for important information about the investment objectives, risks, charges and expenses. To obtain a prospectus containing this and other important information, please visit www.oshares.com to view or download a prospectus online. Read the prospectus carefully before you invest. There are risks involved with investing including the possible loss of principal.
Concentration in a particular industry or sector will subject the Funds to loss due to adverse occurrences that may affect that industry or sector. The Funds may use derivatives which may involve risks different from, or greater than, those associated with more traditional investments. A Fund's emphasis on dividend-paying stocks involves the risk that such stocks may fall out of favor with investors and underperform the market. Also, a company may reduce or eliminate its dividend after the Fund's purchase of such a company's securities. Returns on investments in foreign securities could be more volatile than, or trail the returns on, investments in U.S. securities. Exposures to foreign securities entail special risks, including political, diplomatic, economic, foreign market and trading risks. In addition, a Fund's investments in securities denominated in other currencies could decline due to changes in local currency relative to the value of the U.S. dollar, which may affect the Fund's returns. See the prospectus for specific risks regarding the Funds.
The securities of small capitalization companies are often more volatile and less liquid than the stocks of larger companies and may be more affected than other types of securities during market downturns. Compared to larger companies, small capitalization companies may have a shorter history of operations, and may have limited product lines, markets or financial resources.
Companies involved with the Internet, technology and e-commerce are exposed to risks associated with rapid advances in technology, obsolescence of current products and services, the finite life of patents and the constant threat of global competition and substitutes.
Past performance does not guarantee future results. Shares are bought and sold at market price (not NAV), are not individually redeemable, and owners of Shares may acquire those Shares from the Funds and tender those shares for redemption to the Funds in Creation Unit aggregations only, consisting of 50,000 Shares. Brokerage commissions will reduce returns. The market price of Shares can be at, below, or above NAV. Market Price returns are based upon the midpoint of the bid/ask spread at 4:00 PM Eastern time (when NAV is normally determined), and do not represent the returns you would receive if you traded Shares at other times.
O’Shares ETF Investments Funds are distributed by Foreside Fund Services, LLC. Foreside Fund Services, LLC is not affiliated with O’Shares ETF Investments or any of its affiliates.
