Downside Protection? Think Quality Dividends
| Profile | |
|---|---|
| Symbol | OUSA |
| Listing Exchange | NYSE/ARCA |
| Inception Date | 7/14/2015 |
| CUSIP | 67110P407 |
| Target Index Provider | FTSE Russell |
| Target Index Symbol | FUSYQVCF |
| IOPV Ticker | OUSA.IV |
| Expense Ratio | 0.48% |
| 30-Day SEC Yield1 (as of 7/31/2019) | 2.56% |
1. The 30-day SEC yield is calculated with a standardized formula mandated by the SEC. The formula is based on maximum offering price per share and includes the effect of any fee waivers. Without waivers, yields would be reduced. A fund’s actual distribution rate will differ from the SEC yield and any income distributions from the fund may be higher or lower than the SEC yield. The 30-day SEC yield is as of the prior month end.
IOPV = Indicative Optimized Portfolio Value (IOPV) is an estimated fair value based on most recent intraday price of underlying assets.
| Monthly Performance (as of 07/31/2019) | 1 MTH | 3 MTH | 6 MTH | 1 YR | QTD | YTD | SI |
|---|---|---|---|---|---|---|---|
| NAV | 0.93% | 1.57% | 9.97% | 11.13% | 0.93% | 16.10% | 10.92% |
| Market Value | 0.96% | 1.51% | 9.77% | 11.10% | 0.96% | 16.07% | 10.91% |
| Quarterly Performance (as of 06/30/2019) | 1 MTH | 3 MTH | 6 MTH | 1 YR | QTD | YTD | SI |
|---|---|---|---|---|---|---|---|
| NAV | 5.83% | 2.04% | 15.03% | 14.31% | 2.04% | 15.03% | 10.89% |
| Market Value | 5.77% | 1.98% | 14.96% | 14.16% | 1.98% | 14.96% | 10.88% |
Performance data quoted represents past performance and is no guarantee of future results. Current performance may be lower or higher than the performance data quoted. Investment return and principal value will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than original cost. Returns beyond 1 year are annualized.
Shares of the Funds are not individually redeemable and the owners of Shares may purchase or redeem Shares from each Fund in Creation Units only. The purchase and sale price of individual Shares trading on an Exchange may be below, at or above the most recently calculated NAV for such Shares.
Market Price returns are generally based on market value at 4:00PM Eastern time (when NAV is normally determined), and do not represent the returns you would receive if you traded shares at other times. Fund returns assume that dividends and capital gains distributions have been reinvested in the Fund at NAV.
| Name (as of 08/16/2019) | Ticker | Sector | Fund Weight |
|---|---|---|---|
| Procter & Gamble | PG | Consumer Goods | 5.12% |
| Johnson & Johnson | JNJ | Health Care | 4.74% |
| Exxon Mobil Corporation | XOM | Energy | 4.60% |
| Cisco Systems | CSCO | Technology | 4.21% |
| Home Depot | HD | Consumer Services | 3.15% |
| Intel Corp | INTC | Technology | 3.08% |
| Chevron | CVX | Energy | 2.85% |
| Merck & Co | MRK | Health Care | 2.40% |
| AT&T | T | Telecommunications | 2.34% |
| Pepsico | PEP | Consumer Goods | 2.33% |
| Philip Morris International | PM | Consumer Goods | 2.31% |
| Starbucks | SBUX | Consumer Services | 2.23% |
| Texas Instruments | TXN | Technology | 2.16% |
| Pfizer | PFE | Health Care | 2.14% |
| Verizon Communications | VZ | Telecommunications | 2.00% |
| International Bus Machns. | IBM | Technology | 1.83% |
| McDonalds Corp | MCD | Consumer Services | 1.83% |
| Public Storage | PSA | Financials | 1.77% |
| Coca-Cola | KO | Consumer Goods | 1.75% |
| Boeing | BA | Industrials | 1.71% |
| Walmart | WMT | Consumer Services | 1.63% |
| Marsh & Mclennan | MMC | Financials | 1.54% |
| Simon Property Group | SPG | Financials | 1.36% |
| Disney (Walt) Company | DIS | Consumer Services | 1.33% |
| Altria Group | MO | Consumer Goods | 1.33% |
| Lockheed Martin Corp | LMT | Industrials | 1.31% |
| Accenture Cl A | ACN | Industrials | 1.18% |
| Amgen Corp | AMGN | Health Care | 1.15% |
| 3M Company | MMM | Industrials | 1.12% |
| Prologis | PLD | Financials | 1.07% |
| Lilly (Eli) & Co | LLY | Health Care | 0.95% |
| Medtronic plc | MDT | Health Care | 0.94% |
| Colgate-Palmolive | CL | Consumer Goods | 0.93% |
| Honeywell International Incorporatio | HON | Industrials | 0.90% |
| Union Pacific Corp | UNP | Industrials | 0.86% |
| NextEra Energy Inc | NEE | Utilities | 0.83% |
| Price (T. Rowe) Group | TROW | Financials | 0.82% |
| Bristol Myers Squibb | BMY | Health Care | 0.80% |
| Automatic Data Process | ADP | Industrials | 0.79% |
| AbbVie Inc | ABBV | Health Care | 0.70% |
| Kimberly-Clark | KMB | Consumer Goods | 0.69% |
| Southern Co | SO | Utilities | 0.67% |
| Duke Energy Corp | DUK | Utilities | 0.65% |
| United Technologies | UTX | Industrials | 0.59% |
| Avalonbay Communities | AVB | Financials | 0.59% |
| General Dynamics Corp | GD | Industrials | 0.58% |
| TJX Companies | TJX | Consumer Services | 0.55% |
| Illinois Tool Wks | ITW | Industrials | 0.51% |
| Waste Mgmt Inc | WM | Industrials | 0.51% |
| Paychex | PAYX | Industrials | 0.50% |
| Lowes Cos Inc | LOW | Consumer Services | 0.50% |
| CVS Health Corporation | CVS | Consumer Services | 0.49% |
| Dominion Energy | D | Utilities | 0.47% |
| Linde plc | LIN | Basic Materials | 0.45% |
| Raytheon | RTN | Industrials | 0.44% |
| American Elec Power Com | AEP | Utilities | 0.43% |
| Walgreens Boots Alliance | WBA | Consumer Services | 0.43% |
| Cons Edison Holding | ED | Utilities | 0.42% |
| CASHUSD | CASHUSD | Cash | 0.40% |
| Occidental Petroleum | OXY | Energy | 0.38% |
| Emerson Electric | EMR | Industrials | 0.37% |
| Target Corp | TGT | Consumer Services | 0.37% |
| Exelon Corporation | EXC | Utilities | 0.37% |
| Sempra Energy | SRE | Utilities | 0.36% |
| Extra Space Storage | EXR | Financials | 0.36% |
| Air Products And Chemcom | APD | Basic Materials | 0.35% |
| Hershey Company | HSY | Consumer Goods | 0.31% |
| XCEL Energy | XEL | Utilities | 0.31% |
| Phillips 66 | PSX | Energy | 0.30% |
| Sysco Corp | SYY | Consumer Services | 0.30% |
| Cummins | CMI | Industrials | 0.29% |
| WEC Energy Group | WEC | Utilities | 0.28% |
| MSCI | MSCI | Financials | 0.28% |
| Xilinx | XLNX | Technology | 0.28% |
| Schlumberger | SLB | Energy | 0.28% |
| Public Svc Enterprise Group | PEG | Utilities | 0.28% |
| Eaton Corp PLC | ETN | Industrials | 0.26% |
| Edison International | EIX | Utilities | 0.26% |
| Yum Brands | YUM | Consumer Services | 0.26% |
| DTE Energy | DTE | Utilities | 0.25% |
| FNF Group | FNF | Financials | 0.24% |
| Franklin Resources | BEN | Financials | 0.24% |
| LyondellBasell Industries Cl A | LYB | Basic Materials | 0.24% |
| Arthur J Gallagher | AJG | Financials | 0.24% |
| TE Connectivity | TEL | Industrials | 0.23% |
| KLA Corporation | KLAC | Technology | 0.22% |
| Eversource Energy | ES | Utilities | 0.21% |
| Clorox | CLX | Consumer Goods | 0.21% |
| Ingersoll-Rand | IR | Industrials | 0.21% |
| Maxim Integrated Prod. | MXIM | Technology | 0.20% |
| Entergy Corp | ETR | Utilities | 0.20% |
| VF Corp | VFC | Consumer Goods | 0.20% |
| Carnival Corp A | CCL | Consumer Services | 0.19% |
| PPL Corporation | PPL | Utilities | 0.19% |
| Fastenal Co | FAST | Industrials | 0.19% |
| Ameren Corp | AEE | Utilities | 0.18% |
| Host Hotels & Resorts | HST | Financials | 0.18% |
| Darden Restaurants | DRI | Consumer Services | 0.18% |
| Paccar | PCAR | Industrials | 0.18% |
| Evergy | EVRG | Utilities | 0.18% |
| Firstenergy Corp. | FE | Utilities | 0.17% |
| Omnicom Group | OMC | Consumer Services | 0.17% |
| American Water Works Company | AWK | Utilities | 0.16% |
| Rockwell Automation | ROK | Industrials | 0.15% |
| CMS Energy Corp | CMS | Utilities | 0.15% |
| Kellogg | K | Consumer Goods | 0.13% |
| Hasbro | HAS | Consumer Goods | 0.13% |
| Republic Services | RSG | Industrials | 0.13% |
| Parker-Hannifin | PH | Industrials | 0.13% |
| Amdocs | DOX | Technology | 0.13% |
| Liberty Property Trust | LPT | Financials | 0.13% |
| Federal Realty Invs | FRT | Financials | 0.13% |
| CenterPoint Energy | CNP | Utilities | 0.12% |
| Alliant Energy | LNT | Utilities | 0.11% |
| Pinnacle West Capital Corp | PNW | Utilities | 0.11% |
| Hormel Foods | HRL | Consumer Goods | 0.11% |
| Garmin Ltd | GRMN | Consumer Goods | 0.10% |
| J M Smucker | SJM | Consumer Goods | 0.10% |
| ConAgra Brands Inc | CAG | Consumer Goods | 0.09% |
| Campbell Soup | CPB | Consumer Goods | 0.09% |
| Cardinal Health | CAH | Health Care | 0.09% |
| Coca-Cola European Partners | CCEP | Consumer Goods | 0.09% |
| Interpublic Group Cos | IPG | Consumer Services | 0.08% |
| Expeditors Intl Washington | EXPD | Industrials | 0.08% |
| Intl Flavours & Fragrances | IFF | Basic Materials | 0.06% |
| Snap-On Inc | SNA | Industrials | 0.06% |
| Packaging Corp of America | PKG | Industrials | 0.06% |
| Molson Coors CL B | TAP | Consumer Goods | 0.05% |
| Gentex Corp | GNTX | Consumer Goods | 0.05% |
| Leggett & Platt | LEG | Consumer Goods | 0.05% |
| Bunge | BG | Consumer Goods | 0.05% |
| Block (H & R) NPV | HRB | Consumer Services | 0.04% |
| Ingredion | INGR | Consumer Goods | 0.04% |
| Autoliv | ALV | Consumer Goods | 0.04% |
| Avangrid | AGR | Utilities | 0.03% |
| MDU Resources | MDU | Industrials | 0.03% |
| Kontoor Brands | KTB | Consumer Goods | 0.01% |
| Southern Copper Corp. | SCCO | Basic Materials | 0.01% |
Before you invest in O’Shares ETF Investments Funds, please refer to the prospectus for important information about the investment objectives, risks, charges and expenses. To obtain a prospectus containing this and other important information, please visit www.oshares.com to view or download a prospectus online. Read the prospectus carefully before you invest. There are risks involved with investing including the possible loss of principal.
Concentration in a particular industry or sector will subject the Funds to loss due to adverse occurrences that may affect that industry or sector. The Funds may use derivatives which may involve risks different from, or greater than, those associated with more traditional investments. The Funds’ emphasis on dividend-paying stocks involves the risk that such stocks may fall out of favor with investors and underperform the market. Also, a company may reduce or eliminate its dividend after the Funds’ purchase of such a company's securities. Returns on investments in foreign securities could be more volatile than, or trail the returns on, investments in U.S. securities. Exposures to foreign securities entail special risks, including political, diplomatic, economic, foreign market and trading risks. In addition, the Funds’ investments in securities denominated in other currencies could decline due to changes in local currency relative to the value of the U.S. dollar, which may affect the Funds’ returns. See the prospectus for specific risks regarding the Funds.
The securities of small capitalization companies are often more volatile and less liquid than the stocks of larger companies and may be more affected than other types of securities during market downturns. Compared to larger companies, small capitalization companies may have a shorter history of operations, and may have limited product lines, markets or financial resources.
Companies involved with the Internet, technology and e-commerce are exposed to risks associated with rapid advances in technology, obsolescence of current products and services, the finite life of patents and the constant threat of global competition and substitutes.
Past performance does not guarantee future results. Shares are bought and sold at market price (not NAV), are not individually redeemable, and owners of Shares may acquire those Shares from the Funds and tender those shares for redemption to the Funds in Creation Unit aggregations only, consisting of 50,000 Shares. Brokerage commissions will reduce returns. The market price of Shares can be at, below, or above NAV. Brokerage commissions will reduce returns. Market Price returns are based upon the midpoint of the bid/ask spread at 4:00 PM Eastern time (when NAV is normally determined), and do not represent the returns you would receive if you traded Shares at other times.
O’Shares ETF Investments Funds are distributed by Foreside Fund Services, LLC. Foreside Fund Services, LLC is not affiliated with O’Shares ETF Investments or any of its affiliates.